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FAQ's

21. Can molecular marker assisted breeding/selection be considered as ‘conventional breeding’ (as this is mentioned under commercial utilization).

Molecular marker-aided breeding/selection cannot be considered as conventional breeding. Conventional breeding generally refers to traditional methods such as selection, hybridization, and back-crossing based on observable traits. In contrast, molecular marker-based selection involves the use of molecular tools and genetic markers to identify and select desirable traits at the DNA level, and therefore falls outside the scope of conventional breeding.

22. Who prepares the biodiversity strategies and action plans for our Country/State(s)?

As per Section 36 of the BD Act, 2002, the Central Government (Ministry of Environment, Forest and Climate Change) shall develop national plans for the conservation, promotion and sustainable use of biological resources. The State Government shall develop state plans for the conservation, promotion and sustainable use of the biological diversity in conformity with the national strategies, plans and programmes, as per Section 36B of the amended BD Act.

In October, 2024, India’s updated national biodiversity strategy and action plan was prepared in alignment with the Kunming-Montreal Global Biodiversity Framework. India released the same in the side event of the COP-16 meeting at Cali, Colombia.

23. Does access to derivatives require approval under the Act?

Yes, as defined under Section 2(c) of the Act, biological resources include ‘derivatives’. Section 2(fa) defines “derivative” as a naturally occurring biochemical compound or metabolism of biological resources, even if it does not contain functional units of heredity. Therefore, access to derivatives for undertaking the activities in the Act requires prior approval.

24. What are the modalities provided in the Act for utilising the benefit sharing amount received by the NBA?

utilising the benefit-sharing amount received by the NBA?
As per Section 27(2) of the Act, the benefit sharing amount realized by the NBA shall be utilised for the following purposes:

  1. channelling benefits to the benefit claimers;
  2. conservation, promotion and sustainable use of biological resources;
  3. Socio-economic development of areas from where such biological resources or TK associated thereto have been accessed in consultation with the BMC. When it is not possible to identify the area from where the biological resources or TK associated thereto have been accessed, the fund shall be utilised for socio-economic development of the area where such biological resources occur; and
  4. For any other activities to meet the purposes of the Act.

25. What is the benefit-sharing obligation for transferring the results of research to a Section 3(2) entity?

The applicant shall be liable to pay up to 5.0% of the monetary benefit received from the transferee, as a benefit-sharing amount, as determined by the NBA on a case-by-case basis.

26. Has there been any amendments to the Biological Diversity Act?

Yes, the BD Act, 2002 has been amended twice as given below:

  1. A new provision Section 52A, was inserted with an enactment of National Green Tribunal Act, 2010 which came into force on October 18, 2010. The appellate jurisdiction under the relevant provisions of the Act has been transferred from the High Court to the National Green Tribunal.
  2. The Biological Diversity (Amendment) Act, 2023 (No. 10 of 2023) published in the Gazette of India, Ext., Pt. II, S.1, vide notification no. CG-DL-E-03082023-247815 dated August 03, 2023. Subsequently, the first corrigendum was issued on 09-08-2023 and second corrigendum was issued on 29-02-2024.

27. How does one apply for NBA approval to access biological resources and knowledge associated thereto, including Traditional and contemporary knowledge? How should one apply for approval from the NBA to access biological resources and knowledge associated t

The application forms for getting specific permissions are available on the ABS e-filing portal. After receiving the application complete in all aspects, the NBA will examine and verify the information. If the application is found in order, the Competent Authority shall grant necessary approval.

28. Whether the provisions of the BD Act affect research and collaborative research projects between Indian research institutions with foreign institutions? Are there any guidelines for undertaking collaborative research projects? Whether an Indian institute

No. Section 5 exempts transfer or exchange of biological resources or TK associated thereto between institutions under collaborative research projects from obtaining approval for the purpose of research provided that such research projects conform to the policy guidelines issued by the Central Government from time to time. The principal investigator of the Indian institution is required to furnish the following to the NBA;

  1. Information in a proforma for giving intimation to the NBA;
  2. Approval of the concerned Ministry/Department of the State or the Central Government for the collaborative research project in the prescribed format; and
  3. Copy of the MoU executed between the concerned institutions.

29. Should the name of the applicant and the biological resources mentioned in IPR applications (Forms 6-9) be the same as in the patent application?

Yes, the name of the applicant and the biological resources mentioned in the IPR-related forms (Forms 6-9) must be consistent with the details provided in the corresponding patent applications. This alignment ensures that the NBA can check the information between the patent application and the IPR forms. Discrepancies in the applicant's name or the biological resources listed may result in delays or complications during the approval process. Therefore, to maintain transparency, compliance, and consistency, the details provided in both the patent application and the NBA forms should be identical.

30. What is “codified traditional knowledge” and whether it is exempted from the purview of the Act?

Section 2(ea) of the Act defines “codified traditional knowledge” as the knowledge derived from authoritative books specified in the First Schedule to the Drugs and Cosmetics Act, 1940. Access to such codified traditional knowledge is exempted for Section 7 persons (individual/entity).

31. In case of hybrids developed using both Indian and non-Indian biological resources, how should ABS liability be calculated?

ln the event of developing hybrids combination of both lndian and non-lndian biological resources, the ABS will be calculated proportionate use of lndian biological resources, on a case-by-case basis. However, the scientific proof of onus lies with the applicant.

32. Is it necessary to seek NBA’s approval for video graphing and camera trapping to record the behaviour of animals?

No. The activity of “video graphing” and “camera trapping” does not fall within the scope of Sections 3, 4, 6 or 20 of the Act and therefore no approval is required from the NBA.

33. Whether Indian biological resources accessed from outside India would attract the provisions of the Act?

Yes, as per the BD (Amendment) Act, 2023, access to biological resources which are occurring in or obtained from India, including those deposited in repositories outside India would attract the provisions of the Act.

34. How do the SBBs/UTBCs utilise the benefit sharing amount collected by them?

As per Section 32(2) of the Act, the benefit sharing amount collected by the SBBs/UTBCs shall be utilised for the following purposes:

  1. the management and conservation of heritage sites;
  2. channeling benefits to the benefit claimers;
  3. compensating or rehabilitating any category of the people economically affected by notification under sub-section (1) of Section 37;
  4. conservation, promotion and sustainable use of biological resources;
  5. socio-economic development of areas from where such biological resources or TK associated thereto have been accessed in consultation with the BMC or the local body concerned. When it is not possible to identify the specific area from where the biological resources or TK associated thereto have been accessed, the fund shall be utilised for socio-economic development of the area where such biological resources occur;
  6. making grants or loans to the BMCs; and
  7. for any other activities to meet the purposes of the Act.
     

35. What is the benefit-sharing obligation for transferring the results of research to a Section 3(2) entity, when such research was undertaken under a sponsored project, and no funding is available for benefit sharing?

As per Regulation 7 of the BD (ABS) Regulations, 2025, where no budgetary allocation has been made specifically for the benefit sharing under a sponsored research project, the sponsoring organisation shall be required to provide an undertaking. This undertaking must state that, in the event the results of research are utilised for commercialisation, the resultant benefits shall be shared with the NBA. Further, any Indian person awaiting sponsorship for such projects is obligated to keep the sponsoring entity informed of this requirement.

36. What are the key objectives of the amendments introduced to the Biological Diversity Act?

The key objectives of the amendments introduced to the Act are as follows:

  1. To simplify compliance procedures, enhance ease of doing business, and ensure quicker, more efficient approvals through streamlined regulatory mechanisms.
  2. To give effect to the certain provisions of the Nagoya Protocol on Access and Benefit Sharing.
  3. To encourage the Indian Systems of Medicine by providing certain exemptions for the AYUSH sector.
  4. Exempting Section 7 entities from payment of Access and Benefit Sharing (ABS) amount for the utilisation of cultivated medicinal plants.
  5. To facilitate fast-tracking of research and transfer of research results for research.
  6. To streamline and rationalise provisions relating to intellectual property rights.
  7. To enhance and clarify the role of State Biodiversity Boards.
  8. To provide clarity regarding the amounts that may be credited to and utilised from the National Biodiversity Fund and the State Biodiversity Funds.
  9. To strengthen biodiversity management committees (BMCs) and empower State Governments with the discretion to constitute BMCs at intermediate and district local body levels.
  10. To regulate and monitor the utilisation of biological resources and associated knowledge of foreign entities within the territory of India.
  11. To clarify provisions relating to exemptions for biological resources normally traded as commodities.
  12. To decriminalise certain offences by replacing imprisonment with penalties.
  13. To introduce provisions for the appointment of an Adjudicating Officer for determining penalties.

37. Is accessing soil/water samples for microbial analysis regulated under the BD Act?

Yes. Accessing soil or water samples with the intent to analyse microorganisms are regulated under the BD Act. Prior approval of the NBA must be obtained as per Section 3 & 6 of the Act.

38. Whether an Indian institute or university collaborating with another institute or university located outside India for undertaking research, with the approval of the Government of India, has to take approval from the NBA or the SBB?

No. The collaborative research projects that fulfil the conditions laid down in the policy guidelines notified by the Central Government are exempted from the approval for undertaking research under Section 5 of the BD Act.

However, a proforma, along with the approval of the Government, in the format prescribed by the NBA, has to be submitted to the NBA by the Indian institution before the exchange or transfer of biological resources. While transferring the results of the research to the institute outside India, approval from the NBA has to be obtained by the Indian collaborator.

39. I am based in Europe and propose to access turmeric from the market Outside India for research. Whereas the country of origin of turmeric is India, and I intend to apply for a patent in Europe and other jurisdictions. What are my obligations under the BD

Prior approval of the NBA is mandatory before accessing the biological resource for the purpose of research or obtaining IPR. He must apply in Form-1 for research and Form-7 for obtaining IPR, as the biological resources occurring in or obtained from India are regulated under the BD Act. The application forms are available on the ABS e-filing portal.

40. What are ‘value added products’ and their applicability?

Section 2(p) of the Act defines “value added products” as products which may contain portions or extracts of plants and animals in unrecognizable and physically inseparable form. Access to value added products is exempted from the purview of the BD Act only if the products meet the criteria given in Section 2(p) of the Act.

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